Certificate in UK Financial Regulations & Compliance
-- ViewingNowThe Certificate in UK Financial Regulations & Compliance is a comprehensive course designed to equip learners with a solid understanding of the financial regulations and compliance landscape in the UK. This course highlights the importance of adhering to regulatory standards and maintaining ethical practices in the financial industry.
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⢠UK Financial Regulations
⢠Financial Conduct Authority (FCA)
⢠Prudential Regulation Authority (PRA)
⢠Financial Services Act 2012
⢠FCA Handbook and Principles for Businesses
⢠Anti-Money Laundering (AML) and Know Your Customer (KYC)
⢠Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instruments Regulation (MiFIR)
⢠Senior Managers & Certification Regime (SM&CR)
⢠Data Protection and General Data Protection Regulation (GDPR) in Financial Services
⢠Financial Services Compensation Scheme (FSCS)
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